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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IN | RA | APPROVED | 2017-11-29 |
| MI | RA | APPROVED | 2017-11-29 |
| OH | RA | APPROVED | 2017-11-29 |
Branch Locations
3245 N Adrian Hwy Ste F, Adrian, MI 49221 • United States
204 E Jefferson St, Blissfield, MI 49228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Adrian | MI | 10/2009 | 11/2017 |
| Lpl Financial Llc | Adrian | MI | 11/2017 | Present |
1. 11/29/2017 - NOTARY PUBLIC - Not Investment Related - Other-Legal Service - Started 1997 - Time Spent 1% - APPROVE AND STAMP TO VERIFY TRUE SIGNATURES. 2. 1/25/2018 - Lenawee County Veterans Affairs Executive Committee - Not Investment Related - 1040 S. Winter St STE 3017, Adrian, MI 49221 - Start Date 02/02/2018 - 2 Hours Per Month During Securities Trading. 3. 02/14/2018 - Ricketts, Ricketts & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/14/2018 - 160 Hours Per Month/40 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-27 |
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