Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

774 Broad Street, Waterford, CT 06385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Waterford CT 01/2015 03/2017
Mass Mutual Life Insurance Company Waterford CT 07/2016 Present
Mml Investors Services, Llc Waterford CT 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Waterford, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Waterford, CT
  • 03/2017 → Present
    Waterford, CT
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Waterford, CT
  • 2002-01-02 → 2015-01-02
    New England Securities
    West Hartford, CT
    Waterford, CT
    Waterford, CT
Other Businesses

INDEPENDENT INSURANCE AGENT - CLEARPATH FINANCIAL SOLUTIONS LLC - DISABILITY FIXED ANNUITIES LIFE/ACCIDENT/HEALTH LONG-TERM CAREPROPERTY & CASUALTY - FROM BUSINESS ADDRESS - 5 SECURITY HOURS AND 2 NON SECURITY HOURS - SINCE 01/2015 TOWN OF MONTVILLE YOUTH ADVISORY BROAD CHAIRMAN. 289 ROUTE 32 UNCASVILLE CT 06382. 5HRS/WEEKDAYS. 5HRS/EVENING&WEEKEND SINCE 09/2004. NOTARY PUBLIC IN CT- FROM BUSINESS ADDRESS - 2SEC HOURS 2NON SEC HOURS - SINCE 11/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
Other Names
  • Daniel R Dunn

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waterford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor