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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-22 |
Branch Locations
875 3Rd Ave Fl 23, New York, NY 10022 • United States
Valley Stream, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Valley Stream | NY | 01/2022 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Melville | NY | 08/2008 | 01/2022 |
| Steven Abbass | Melville | NY | 04/2014 | 01/2022 |
| Matt Russo | New York | NY | 09/2022 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2022 | Present |
| Matt Russo | New York | NY | 08/2022 | 08/2022 |
1. Financial Industry Regulatory Authority, Investment-related, 1 Liberty St Ste 5200, NY, NY, USA, 10006, 1111, Render Judgements in investment related cases, Start Date: 05/01/2007, 5 hrs per week, 25 trading hrs per week, Financial Regulation Arbitration, Duties: Arbitration of financial related issues. 2. DRC 91 Properties LLC, Not Investment-related, 275 E Euclid St , Valley Stream , NY, USA, 11580, 1144, 100% Owner, Start Date: 10/19/2020, 5 hrs per week, 25 trading hrs per week, Investment Property, Duties: Owner of seasonal rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-01 |
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