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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-22
  • NY RA
    APPROVED
    Since 2022-09-22

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Valley Stream, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Valley Stream NY 01/2022 07/2022
Northwestern Mutual Investment Services Llc Melville NY 08/2008 01/2022
Steven Abbass Melville NY 04/2014 01/2022
Matt Russo New York NY 09/2022 Present
Northwestern Mutual Investment Services Llc New York NY 09/2022 Present
Matt Russo New York NY 08/2022 08/2022
Previous Registrations
Other Businesses

1. Financial Industry Regulatory Authority, Investment-related, 1 Liberty St Ste 5200, NY, NY, USA, 10006, 1111, Render Judgements in investment related cases, Start Date: 05/01/2007, 5 hrs per week, 25 trading hrs per week, Financial Regulation Arbitration, Duties: Arbitration of financial related issues. 2. DRC 91 Properties LLC, Not Investment-related, 275 E Euclid St , Valley Stream , NY, USA, 11580, 1144, 100% Owner, Start Date: 10/19/2020, 5 hrs per week, 25 trading hrs per week, Investment Property, Duties: Owner of seasonal rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-16
S63 Uniform Securities Agent State Law Examination 2008-03-01
  • S65 Uniform Investment Adviser Law Examination
    2009-07-16
  • S63 Uniform Securities Agent State Law Examination
    2008-03-01
Other Names
  • Paul Anthony Candeletti
  • Paul A Candeletti

View on SEC IAPD

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