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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
5930 Main Street Suite 500, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Buffalo | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Buffalo | NY | 11/2016 | 06/2019 |
| Unemployed | Buffalo | NY | 06/2019 | 09/2019 |
| Next Financial Group | Buffalo | NY | 09/2019 | 07/2025 |
| Lpl Financial Llc | Williamsville | NY | 07/2025 | Present |
1 - 07/2025 - Kokin Advisors Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-02 |
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