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Inactive

Ann Iris Miller

Affinity Capital, L.P.

Houston, TX

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Current Employers
Affinity Capital, L.P.

2925 Richmond Ave. Suite 1200, Houston, TX 77098 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-24
  • TX RA
    APPROVED
    Since 2012-07-24

Branch Locations

2925 Richmond Ave. Suite 1200, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A. Miller Investment Advisors, L.P. Houston TX 10/1995 Present
  • 10/1995 → Present
    A. Miller Investment Advisors, L.P.
    Houston, TX
Previous Registrations
Other Businesses

NASD ARBITRATOR SINCE NOVEMBER 1996 FOR APPROXIMATELY 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-12
S63 Uniform Securities Agent State Law Examination 1983-08-15
  • S65 Uniform Investment Adviser Law Examination
    1995-04-12
  • S63 Uniform Securities Agent State Law Examination
    1983-08-15

View on SEC IAPD

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