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Willis Anthony Johnson

Willis Johnson Wealth

Houston, TX

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Current Employers
Willis Johnson Wealth

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-09-30
  • TX RA
    APPROVED
    Since 1996-09-30

Branch Locations

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Houston TX 09/1996 01/2018
Willis Johnson & Associates Houston TX 03/2014 01/2020
Willis Johnson & Associates Houston TX 01/2020 01/2026
Willis Johnson & Associates Houston TX 04/2016 Present
Willis Johnson & Associates, Inc. Houston TX 01/2026 Present
  • 09/1996 → 01/2018
    Fsc Securities Corporation
    Houston, TX
  • 03/2014 → 01/2020
    Willis Johnson & Associates
    Houston, TX
  • 01/2020 → 01/2026
    Willis Johnson & Associates
    Houston, TX
  • 04/2016 → Present
    Willis Johnson & Associates
    Houston, TX
  • 01/2026 → Present
    Willis Johnson & Associates, Inc.
    Houston, TX
Previous Registrations
  • 1996-09-30 → 2016-04-26
    Fsc Securities Corporation
    Houston, TX
Other Businesses

Memorial Drive Presbyterian Church, not investment related, 11612 Memorial Dr, Houston, TX 77024, church, Investment Review Board Member, 2020, 20-60 hours per year, 10-20 hours per year during trading hours, Member of the church's advisory board. Responsibilities include oversight and review of the third-party investment firm retained by the church. I participate in board votes to choose asset allocation models provided by the investment firm. I do not have investment discretion, nor do I select individual investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-03
S63 Uniform Securities Agent State Law Examination 1983-07-12
  • S65 Uniform Investment Adviser Law Examination
    1997-04-03
  • S63 Uniform Securities Agent State Law Examination
    1983-07-12
Designations

View on SEC IAPD

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