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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nashville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | Present |
1. MAYESCO; INVESTMENT RELATED; PARTNERSHIP OWNING REAL ESTATE; 16.67% OWNERSHIP; LESS THAN ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOUR 2. TRUSTEE FOR FATHER; INVESTMENT RELATED; NASHVILLE, TN; START DATE=11/93. 3. TRUSTEE FOR SISTER; INVESTMENT RELATED; NASHVILLE, TN; START DATE=12/96 4. TRUSTEE FOR AUNT; INVESTMENT RELATED; NASHVILLE, TN; START DATE=1/95. 5. CO-EXECUTOR FOR MOTHER; INV RELATED; NASHVILLE, TN; START: 11/15/16; 1 HR/MO; 0 DURING TRADING. 6. TRUSTEE FOR MOTHER'S TRUST; INV RELATED; NASHVILLE, TN; START: 1/26/17; 1 HR/MO; 0 DURING TRADING. 7. JEWISH FEDERATION OF NASHVILLE AND MIDDLE TENNESSEE, INV RELATED, NASHVILLE, TN, INVESTMENT COMMITTEE MEMBER, START 6/1/2012, 1 HOUR PER MONTH, ZERO DURING TRADING 8. WEST END SYNAGOGUE, INV RELATED, NASHVILLE, TN, INVESTMENT COMMITTEE MEMBER, START 7/1/2012, 1 HOUR PER MONTH, ZERO DURING TRADING; 9. OUTSIDE TRUSTEE FOR FRIEND, INV RELATED, GOLDEN OAK, FL, START: 12/9/2019, 5 HRS/MONTH, 1 HR DURING TRADING. 10.EXECUTOR FOR PARENT; INV RELATED; NASHVILLE,TN; MANAGE THE ESTATE;100% OWNERSHIP; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 12/27/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-27 |
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