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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2006-09-07 |
| TX | RA | APPROVED_RES | 2006-07-18 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 03/2006 | Present |
| Bank Of America, Na | Fort Lauderdale | FL | 11/2009 | Present |
I*569231 For profit or not for profit: Name of outside business organization: UCEDA SCHOOL OF BOCA RATON Investment related: N Address of business: Boca Raton, Florida, 33428 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Employee"], Start date of relationship: 11/1/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Substitute teacher of English as second language General Notes: Approved - no conflict with policy I*115582 For profit or not for profit: For-Profit Organization Name of outside business organization: CHJT, LLC Investment related: N Address of business: Hollywood, Florida 33019 Nature of business: LLC, Position, title, association: Other, llc member Start date of relationship: 1/12/2015 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an animal removal service company. My son, Christopher is the animal technician and only active member. I am a member of the llc along with my three children. I*132470 For profit or not for profit: For-Profit Organization Name of outside business organization: VIPKID Investment related: N Address of business: SAN FRANCISCO, California 94105 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 8/16/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The primary purpose of this company is online education. My responsibility would be part time teacher.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-20 |
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