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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-12 |
| CO | RA | APPROVED | 2022-04-01 |
Branch Locations
1881 9Th Street Suite 250, Boulder, CO 80302 • United States
Broomfield, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life | New York | NY | 09/2006 | 12/2017 |
| Mml Investors Services, Inc | New York | NY | 06/2015 | 12/2017 |
| Lenox Advisors, Inc | New York | NY | 12/2007 | 12/2017 |
| Tiaa | Thornton | CO | 02/2019 | 03/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Thornton | CO | 02/2019 | 04/2022 |
| Armadaglobal | Denver | CO | 01/2018 | 01/2019 |
| Raymond James & Associates, Inc. | Denver | CO | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-05 |
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