Jeffrey Alan Cardwell

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-21

TX RA
APPROVED

Since 2024-03-21

Branch Locations

10200 Richmond Ave Ste 252, Houston, TX 77042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1.FIXED INSURANCE AGENT 2. DUFFY CARDWELL, LLP DBA DUFFY CARDWELL CLARK & CLARKE, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 11/1995, DUFFY CARDWELL, LLP, OWNER, APX 55 HOURS PER QWEEK, 32.5 DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-09-13

S63 Uniform Securities Agent State Law Examination

1983-09-13

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

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