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Fulbia A Westfall

Wells Fargo Clearing Services, LLC

The Villages, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-15
FL RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2011-02-15
  • FL RA
    APPROVED
    Since 2003-07-01

Branch Locations

1894 Laurel Manor Dr, The Villages, FL 32162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Leesburg FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Leesburg FL 11/2016 Present
Previous Registrations
  • 1997-01-03 → 2003-07-01
    Prudential Equity Group, Llc
    Leesburg, FL
Other Businesses

PUBLIX, NOT INV RELATED, OCALA, FL, CASHIER, START 9/1/2023, 32 HOURS PER MONTH, ZERO HOURS DURING TRADING, GROCERY CHECK OUT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-01
S63 Uniform Securities Agent State Law Examination 1993-12-07
  • S65 Uniform Investment Adviser Law Examination
    1998-08-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-07
Other Names
  • Fulbia Westfall Tranor
  • Fulbia Ann Tranor
  • Fulbia Ann Westfall

View on SEC IAPD

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TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON
Elizabeth Kelly Moore
JENNIFER CAROL TAYLOR
BART ALAN PATTERSON
Jacob Carson Wells
Todd John Lietz

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
CHARLES SCHWAB & CO., INC. · The Villages, FL
LPL FINANCIAL LLC · THE VILLAGES, FL

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