Inactive

Howard Vaughn Sontag

Wealthspire Advisors

CRD 1142659

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Employer firm

Wealthspire Advisors CRD 106181

$34.3B regulatory AUM 400 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2021-03-29

FL RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2021-03-29

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sontag Management Llc	New York	NY	08/2005	Present

08/2005 → Present

Sontag Management Llc

New York, NY

Previous Registrations

2012-05-08 → 2012-05-09

Delessert Financial Services Inc

Waltham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-20
S63	Uniform Securities Agent State Law Examination	1992-02-12

S65 Uniform Investment Adviser Law Examination

2011-10-20
S63 Uniform Securities Agent State Law Examination

1992-02-12

Other Names

Howard V Sontag

View on SEC IAPD

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