George Thomas Castle

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Newark, DE
  Newark, DE
  Windsor, CT
• 1997-01-01 → 2004-12-31
  Independent Advisers Group Corp
  Newark, DE
• 2002-03-06 → 2004-01-01
  Locust Street Securities, Inc.
  Newark, DE

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 248 E CHESTNUT HILL RD STE 3; NEWARK; DE; 19713; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/20/2004; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 2) NAME OF OTHER BUSINESS: GEORGE CASTLE; INVESTMENT RELATED: NO; ADDRESS: 7744 COMROW STREET KISSIMMEE, FL 34747; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL HANDLED BY MANAGEMENT COMPANY; 3) NAME OF OTHER BUSINESS: DOUGLAS C. LOEW & ASSOCIATES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/1994; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-12
• S63 Uniform Securities Agent State Law Examination
  1986-10-01

Designations