Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-08-29 |
| TN | RA | APPROVED | 2004-04-15 |
| TX | RA | APPROVED_RES | 1984-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 04/1983 | Present |
| Bank Of America, N.A. | Germantown | TN | 12/2009 | Present |
I*71945 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME: HATCHIE COON HUNTING CLUB INVESTMENT RELATED: NO ADDRESS: TULOT, ARKANSAS 72472 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/7/2014NUMBER OF HOURS DEVOTED: 1 HOUR MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE AS PRESIDENT FOR HUNTING AND FISHING CLUB I*1837286, Entity Type, For Profit, Name of OBA: Triple D Dynasty LLC Address: Hot Springs Village,Arkansas,71909 Investment Related: No, Title, Association: Other, Employee Start Date:06/26/2024, No Hours::5 yearly No Hours during trading:0 Duties:150 acres of AR real estate for duck hunting. I will have approx. 28% interest. I*: 2799280 Entity Type: Charitable Name of OBA: Christian Brothers High School Address: Memphis, TN 38120 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/01/2025 Number of Hours: 6 hrs annually Number of Hours during trading: 0 Duties: Serve on an advisory committee to the formal Finance Committee of Board of Trustees I*2944283, Entity Type: , Name of OBA: Estate of D C, Address: Hot Springs Village, Arkansas, 71909, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 01/01/2026, No Hours: 3 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-23 |
Reach out to this advisor