Best Investors Account Sign in
Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-04
MN RA APPROVED 2019-07-24
TX RA APPROVED 2019-07-24
  • FL RA
    APPROVED
    Since 2019-10-04
  • MN RA
    APPROVED
    Since 2019-07-24
  • TX RA
    APPROVED
    Since 2019-07-24

Branch Locations

601 Carlson Parkway Suite 950, Minnetonka, MN 55305 • United States

Independence, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Minnetonka MN 03/2008 07/2019
City National Bank Minnetonka MN 10/2016 07/2019
Baird Minnetonka MN 07/2019 Present
  • 03/2008 → 07/2019
    Minnetonka, MN
  • 10/2016 → 07/2019
    City National Bank
    Minnetonka, MN
  • 07/2019 → Present
    Baird
    Minnetonka, MN
Previous Registrations
Other Businesses

Name and Address: Orono Youth Hockey Association Orono Minnesota 55323 Start date:10/1/20 Hours spent: 0-4 hours/month Hours spent during trading: Zero Role/Responsibility: Coach Non Investment related Name/Address: Inside Edge 6125 Wood HIll Lane Independence Minnesota 55359 Start Date: 5/1/23 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Independent Contractor; Advisor for high school hockey players Non Investment Related TEARSE -Author; ADDRESS: 652125 WOOD HILL LANE, INDEPENDENCE, MN 55359; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Writing book on wealth management; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 9/25/2018; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (8) TEARSE PHOTOGRAPHY; ADDRESS: 652125 WOOD HILL LANE, INDEPENDENCE, MN 55359; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PHOTOGRAPHY; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 9/25/2018; DUTIES: SHOOTING PHOTOGRAPHS FOR SALE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-16
S63 Uniform Securities Agent State Law Examination 1983-06-22
  • S65 Uniform Investment Adviser Law Examination
    1996-07-16
  • S63 Uniform Securities Agent State Law Examination
    1983-06-22
Other Names
  • Hal Tearse
  • Harold Horton Tearse
  • Hal Tearse

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Minnetonka, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor