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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-08-23 |
| TX | RA | APPROVED | 2019-08-23 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
1501 North University, Suite 218, Little Rock, AR 72207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Little Rock | AR | 04/2016 | 08/2019 |
| Sowell Financial Services, Llc | North Little Rock | AR | 08/2019 | Present |
Watts Wealth Management LLC, 1501 North University, Suite 218, Little Rock, AR 72207, registered DBA of Sowell Management, is independently owned and operated by Mr. Watts, Investment related, Nature: Investment advisory services, Since Nov 2019, Position: Principal, 40-50 hours per month, 7 hours per month during trading hours, Compensation: Advisory fees
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-04 |
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