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808 West Main Street, Richmond, KY 40475 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-18 |
| KY | RA | APPROVED | 2017-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Richmond | KY | 09/1998 | Present |
| Van Leeuwen Retirement & Investment Services | Richmond | KY | 08/2017 | Present |
1. 10/30/2009: Van Leeuwen Retirement & Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/12/2016: JSA at Highland, LLC - Investment Related - 4880 Athens Walnut Hill Pike, Lexington KY - Business Entity For Tax/Investment Purposes Only - Started 12/28/2015 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 01/03/2018 - Van Leeuwen & Associates, Inc. - DBA: Van Leeuwen Retirement & Investment Svcs - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 09/15/2017 - 50 Hours Per Month / 40 Hours During Trading - I provide investment advisory services through Van Leeuwen & Associates, Inc., an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/20/2018 - Van Leeuwen & Associates - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/11/1998 - 0 Hours Per Month. 5. 6/18/2021 - No Business Name - Investment Related - Sarasota, FL - Real Estate Rental - Start Date: 7/8/2021 - 1 Hours Per Month/0 Hours During Securities Trading. 6. 11/08/2022 - No Business Name - Investment Related - Lexington KY 40517 - Real Estate Rental - Start Date: 12/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-10 |
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