Dennis Lee Eslick

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → Present
  M. Holdings Securities, Inc.
  Portland, OR
• 11/2006 → Present
  Eslick Financial Group, Inc.
  Waterloo, IA

Previous Registrations

• 1999-01-01 → 2008-10-09
  Net Worth Advisors
• 1999-01-01 → 2002-12-31
  Net Worth Advisors
  Waterloo, IA

Other Businesses

1) Eslick Financial Group, Inc.; 999 Home Plaza, Suite 201, Waterloo, IA 50701; 04/2006; President; Provide wealth management, insurance and retirement planning services to clients; Investment Related; 160 hours/month; 160 hours/month during business hours; Ownership, profits, expense reimbursement; commissions, wages/salary/tips, referrals/referral fees, trips/vacation rentals. 2) UNI Panther Scholarship Club Board; 1227 West 27th Street, Cedar Falls, IA 50614; 2006; Member; Fundraising for UNI Athletic Club & raise money for scholarships; Not Investment Related; 2 hours/month; 2 hours/month during business hours; No Compensation. 3) Cedar Falls Community Foundation; 515 Main, P. O. Box 546, Cedar Falls, IA 50613; Board Member; Talk with potential donors as a volunteer; 6/1/2026; 4 ho/mo; 3 ho/mo during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-01

Other Names

• Denny Eslick