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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-08-02
  • KS RA
    APPROVED
    Since 2021-08-02

Branch Locations

211 East 8Th Street, Lawrence, KS 66044 • United States

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cathy Reinhardt Lawrence KS 05/1983 Present
Reinhardt Financial Services Lawrence KS 06/1992 07/2021
Cambridge Investment Research, Inc. Fairfield IA 07/1999 07/2021
Cathy Reinhardt Lawrence KS 01/1984 Present
Mutual Securities, Inc. Camarillo CA 07/2021 Present
Intellicents Investment Solutions, Inc. Lawrence KS 07/2021 Present
  • 05/1983 → Present
    Cathy Reinhardt
    Lawrence, KS
  • 06/1992 → 07/2021
    Reinhardt Financial Services
    Lawrence, KS
  • 07/1999 → 07/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/1984 → Present
    Cathy Reinhardt
    Lawrence, KS
  • 07/2021 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 07/2021 → Present
    Lawrence, KS
Previous Registrations
  • 1992-08-06 → 2021-07-30
    Reinhardt Financial Services Inc
    Lawrence, KS
  • 1992-08-06 → 2002-12-31
    Reinhardt Financial Services Inc
    Lawrence, KS
Other Businesses

1. Cathy Reinhardt, JD., Start Date: 04/15/1983, 211 E. 8th St., Ste. E, Lawrence, KS 66044, Sole Proprietorship, Practice of Law, Owner, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 2. intellicents investment solutions, inc., Start Date: 8/2/2021, 211 E. 8th St., Suite E, Lawrence, KS 66044, Corporation, Comprehensive Financial Planning, Investment Advisor, Investment Related, 250 hours per month, 6.5 hours per day during trading hours. 3. Cathy Reinhardt, Start Date: 8/2/2021, 211 E. 8th St., Ste. E, Lawrence, KS 66044, Sole Proprietorship, Insurance agent for life, disability, and long-term care insurance, owner, Investment Related, 2 hours per month, 0 hours per day during trading hours. 4. Kansas University Endowment Association, Start Date: 10/20/2017, 1891 Constant Ave., Lawrence, KS 66047, Non Profit Organization, Trustee, Not Investment Related, 1 hour per month, 0 hours per day during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-01
  • S63 Uniform Securities Agent State Law Examination
    1983-08-01
Designations

View on SEC IAPD

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