Gregory Creech Franks

Employer firm

Snowden Capital Advisors LLC CRD 157299

$8.87B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Snowden Account Services, Inc.
  New York, NY
• 07/2012 → Present
  Snowden Capital Advisors Llc
  New York, NY

Previous Registrations

• 2001-07-17 → 2012-01-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  Baltimore, MD
  New York, NY
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Elkton, MD
  Phoenix, MD

Other Businesses

(1)INDIAN MOUNTAIN CAPITAL LLC; NON-INVESTMENT RELATED;2 3 GLENBERRY CT,PHOENIX,MD 21131; HOLDING OF PERSONAL ASSETS; 100% OWNER; 4/2012; 0 HRS/MONTH; 0 HRS DURING TRADING; (2)SNOWDEN CAPITAL ADVISORS LLC; INVESTMENT RELATED;540 MADISON AVE,NEW YORK,NY 10022; INVESTMENT ADVISORY; PRESIDENT; 7/1/2012; 130 HRS/MONTH; 80 HRS DURING TRADING; RESPONSIBLE FOR WEALTH ADVISORY BUSINESS (3)SNOWDEN CAPITAL PARTNERS LLC;INVESTMENT RELATED;540 Madison Ave., NYC 10022; INVESTMENT HOLDING COMPANY; PARTIAL OWNER; 4/30/2011; 5 HRS/MONTH; 5 HRS DURING TRADING;NONE (4) Franklin Pierce University - Trustee on Board of Trustees; Approximately five hours per month during non-business hours; no compensation; not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-10
• S63 Uniform Securities Agent State Law Examination
  1983-07-01