David William Anton

Current Employers

Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-02-03

PA RA
APPROVED

Since 2020-02-03

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Fombell, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D Wanton & Assoc.	Pittsburgh	PA	09/1985	Present
Dw Anton & Associates/David W Anton	Pittsburgh	PA	08/1987	Present
Crown Capital Securities, Lp	Orange	CA	08/2012	12/2019
Tucker Asset Management Llc	Littleton	CO	01/2020	Present

09/1985 → Present

D Wanton & Assoc.

Pittsburgh, PA
08/1987 → Present

Dw Anton & Associates/David W Anton

Pittsburgh, PA
08/2012 → 12/2019

Crown Capital Securities, Lp

Orange, CA
01/2020 → Present

Tucker Asset Management Llc

Littleton, CO

Previous Registrations

2019-11-22 → 2019-12-31

Crown Capital Securities, L.P.

Fombell, PA

Overland Park, KS

Other Businesses

START DATE 02/1983, I'M SELF EMPLOYED SELLING & SERVICING LIFE INSURANCE AND FIXED (EIA) LIFE ANNUITIES. I DEVOTE 40 HRS/MO TO THIS NON-INVESTMENT RELATED BUSINESS LOCATED IN FOMBELL, PA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-11-22
S63	Uniform Securities Agent State Law Examination	1998-11-27

S65 Uniform Investment Adviser Law Examination

2019-11-22
S63 Uniform Securities Agent State Law Examination

1998-11-27

View on SEC IAPD

Current Employers

Tucker Asset Management Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews