Catherine Guidera

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 07/2022
  Ubs Financial Services
  New York, NY
• 07/2022 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 08/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-08-01 → 2022-07-19
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
• 2012-02-14 → 2014-08-07
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2009-06-01 → 2012-03-07
  Morgan Stanley
  Paramus, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ridgewood, NJ
• 2002-06-05 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ridgewood, NJ
  Ridgewood, NJ

Other Businesses

*515494- King Street Baking Co., LLC; Investment related-Yes; New York; Manufacturing; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 1; Administrative *513032- King Street Kitchen LLC; Investment related-Yes; New York; Manufacturing; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 2; After business hours: 6; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-14
• S63 Uniform Securities Agent State Law Examination
  1986-10-08

Other Names

• Catherine Guidera
• Catherine Lombardi
• Catherine L Guidera