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William Earl Elmore

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-11
AL RA APPROVED 2006-02-27
GA RA APPROVED 2005-10-06
CT RA APPROVED 2005-09-29
FL RA APPROVED 2005-09-29
MO RA APPROVED 2005-09-29
NH RA APPROVED 2005-09-29
NC RA APPROVED 2005-09-29
VA RA APPROVED 2005-09-29
  • TX RA
    APPROVED_RES
    Since 2016-08-11
  • AL RA
    APPROVED
    Since 2006-02-27
  • GA RA
    APPROVED
    Since 2005-10-06
  • CT RA
    APPROVED
    Since 2005-09-29
  • FL RA
    APPROVED
    Since 2005-09-29
  • MO RA
    APPROVED
    Since 2005-09-29
  • NH RA
    APPROVED
    Since 2005-09-29
  • NC RA
    APPROVED
    Since 2005-09-29
  • VA RA
    APPROVED
    Since 2005-09-29

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 1984-02-08
  • S65 Uniform Investment Adviser Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    1984-02-08
Other Names
  • (Jr) William Earl Elmore

View on SEC IAPD

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