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Suzanne Jamie Johnson

Rbc Capital Markets, LLC

Spokane, WA

Pokane Valley, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1998-04-23
  • WA RA
    APPROVED
    Since 1998-04-23

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Pokane Valley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Spokane WA 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-15
S63 Uniform Securities Agent State Law Examination 1988-03-05
  • S65 Uniform Investment Adviser Law Examination
    1995-09-15
  • S63 Uniform Securities Agent State Law Examination
    1988-03-05
Other Names
  • Suzanne Jamie Thomas
  • Suzy Thomas
  • Suzy Johnson

View on SEC IAPD

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