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120 West 45Th Street, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-05 |
| TX | RA | APPROVED_RES | 2020-11-03 |
Branch Locations
120 West 45Th Street 14Th Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 12/2012 | 01/2017 |
| Seasons Of Advice Wealth Management | New Yok | NY | 01/2017 | Present |
| Soa Wealth Advisors, Llc | New York | NY | 11/2020 | Present |
OTHER BUSINESS ACTIVITIES; VOCAL CD'S; I HAVE NOT YET DETERMINED THE STRUCTURE I WILL BE USING. I WILL UPDATE THIS FORM ONCE I HAVE THAT INFORMATION.; SELLING OF MY VOCAL CDS; I AM THE SINGER IN THESE CDS.; Not investment related; AUGUST 2013; 1-9 HOURS PER MONTH; 0 during trading hours. OTHER BUSINESS ACTIVITIES; PUBLISHING MY FATHER'S BOOK;PUBLISHING MY FATHER'S BOOK;"CONGENITAL ALTERABLE TRANSMISSIBLE ASYMMETRY: THE SPIRITUAL MEANING OF DISEASE AND SCIENCE";POSSIBLE MARKETING OR INTERVIEWS OF THE BOOK; NY 10019; not investment related;FEBRUARY 2015;1-9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-27 |
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