Teri K Conklin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2024-05-21
FL	RA	APPROVED	2020-01-10
OK	RA	APPROVED	2004-05-26
TX	RA	APPROVED_RES	2002-09-23
IL	RA	APPROVED	1997-09-22

NM RA
APPROVED

Since 2024-05-21
FL RA
APPROVED

Since 2020-01-10
OK RA
APPROVED

Since 2004-05-26
TX RA
APPROVED_RES

Since 2002-09-23
IL RA
APPROVED

Since 1997-09-22

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northbrook Park District	Northbrook	IL	05/1976	Present
Ubs Financial Services Inc.	Northbrook	IL	05/1981	Present

05/1976 → Present

Northbrook Park District

Northbrook, IL
05/1981 → Present

Ubs Financial Services Inc.

Northbrook, IL

Other Businesses

SWIM COACH, NEW TRIER HIGH SCHOOL. NOT INVESTMENT RELATED. BUSINESS - SWIMMING COACH. TITLE - COACH. START DATE - 09/16/2002. 6 HRS PER WEEK. DUTIES - COACH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-07
S63	Uniform Securities Agent State Law Examination	1984-08-14

S65 Uniform Investment Adviser Law Examination

1994-03-07
S63 Uniform Securities Agent State Law Examination

1984-08-14

Other Names

Teri Kaye Changnon

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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