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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2007-09-25 |
Branch Locations
18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Brookfield | WI | 08/2007 | Present |
1. Rental Property; Wauwatosa, WI, 53213; Owner of Duplex; 02/13/1985; 5.00 Hour(s) Per Year; Not during securities trading hours; Investment- Related. 2. Rental Property; West Bend WI 53090; Owner; 03/05/2019; 5.00 Hour(s) Per Year; not during securities trading hours; Investment- Related. 3. Knights of Columbus council 4648 in Brookfield WI; 1135 Briarcliff, Brookfield, WI 53045; we perform charitable acts to help the community. pancake breakfasts, food drives, build kids beds, prayer meetings, parades; trustee; supervise financial business of our council 4648; 05/01/2024; 6 Hours per Month; Not during Securities Trading Hours, Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-06 |
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