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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-31
MI RA APPROVED 2011-11-09
  • NC RA
    APPROVED
    Since 2020-08-31
  • MI RA
    APPROVED
    Since 2011-11-09

Branch Locations

22930 E 9 Mile Rd., Ste 200, St. Clair Shores, MI 48080 • United States

Shelby, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Shelby NC 11/2011 Present
  • 11/2011 → Present
    Lpl Financial
    Shelby, NC
Previous Registrations
  • 2007-09-06 → 2011-11-08
    New Baltimore, MI
    St Louis, MO
Other Businesses

1. 1/7/2013: TAX PREP/ACCOUNTING/BOOKKEEPING - US TAX SERVICE - TAX PREPARATION. - TIME SPENT 2% - ST. CLAIR SHORES, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
  • S66 Uniform Combined State Law Examination
    2006-09-20
Designations

View on SEC IAPD

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