Kirk Dwayne Ritchie

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2018-07-25
TX	RA	APPROVED	2018-07-24

MI RA
APPROVED

Since 2018-07-25
TX RA
APPROVED

Since 2018-07-24

Branch Locations

22930 E 9 Mile Rd., Ste 200, St. Clair Shores, MI 48080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	St. Clair Shores	MI	02/1998	Present

02/1998 → Present

Lpl Financial Llc

St. Clair Shores, MI

Other Businesses

1. 11/1/2017 - US TAX Service - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 10/01/2010 - 10 Hours Per Month/1 Hour During Securities Trading - Tax preparation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-07-24
S63	Uniform Securities Agent State Law Examination	1991-03-11

S65 Uniform Investment Adviser Law Examination

2018-07-24
S63 Uniform Securities Agent State Law Examination

1991-03-11

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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