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Stephen Thomas Neirinck

LPl Financial LLC

St. Clair Shores, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-17
MI RA APPROVED 2012-06-05
  • TX RA
    APPROVED_RES
    Since 2018-07-17
  • MI RA
    APPROVED
    Since 2012-06-05

Branch Locations

22930 E 9 Mile Rd., Ste 200, St. Clair Shores, MI 48080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St Clair Shores MI 05/2012 Present
Previous Registrations
Other Businesses

1. 01/07/2013 - U.S. TAX SERVICE - INV REL - TAX PREP/ACCOUNTING/CPA - 5% TIME SPENT - TAX PREPARATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2010-03-26
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14

View on SEC IAPD

Other Firms

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EDWARD JONES
INVESTORS MANAGEMENT SERVICES INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LAKESHORE FINANCIAL PLANNING INC.

Other Investors

JAMES DANIEL WILLIAMS
LUCIAN CHRISTOPHER HARBAR
THOMAS CHARLES JONES
DAVID BERRY
PAUL MICHAEL BUKTA
Jacob John Ritchie
PATRICK FRANCIS LAPENSEE
KIRK DWAYNE RITCHIE

Other Offices

SPECTRUM FINANCIAL RESOURCES · St. Clair Shores, MI
THOMAS JONES FINANCIAL LLC · ST. CLAIR SHORES, MI
SEQUOIA FINANCIAL GROUP, L.L.C. · St. Clair Shores, MI
EDWARD JONES · Grosse Pointe Woods, MI
INVESTORS MANAGEMENT SERVICES INC · Grosse Pointe Woods, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Grosse Pointe Woods, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Grosse Pointe Woods, MI
LAKESHORE FINANCIAL PLANNING INC. · SAINT CLAIR SHORES, MI

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