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Douglas E. Wilson

Morgan Stanley

Worcester, MA

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-27
CT RA APPROVED 2020-10-16
TX RA APPROVED 2020-10-16
  • FL RA
    APPROVED
    Since 2022-11-27
  • CT RA
    APPROVED
    Since 2020-10-16
  • TX RA
    APPROVED
    Since 2020-10-16

Branch Locations

100 Front Street, Worcester, MA 01608 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Worcester MA 02/2009 10/2020
Morgan Stanley Smith Barney Llc Worcester MA 10/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 02/2009 → 10/2020
    Ubs Financial Services Inc.
    Worcester, MA
  • 10/2020 → Present
    Morgan Stanley Smith Barney Llc
    Worcester, MA
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*423918 - Trust; Investment related Yes; Allison Park, PA; June 2017; During business hours: 0; After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
S65 Uniform Investment Adviser Law Examination 1998-01-09
S63 Uniform Securities Agent State Law Examination 1984-10-02
  • S66 Uniform Combined State Law Examination
    2022-11-15
  • S65 Uniform Investment Adviser Law Examination
    1998-01-09
  • S63 Uniform Securities Agent State Law Examination
    1984-10-02
Other Names
  • Douglas Earl Wilson

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
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