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Susan Mabel Morse

Ubs Financial Services Inc.

Melbourne, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-19
FL RA APPROVED 2014-08-22
  • TX RA
    APPROVED_RES
    Since 2014-09-19
  • FL RA
    APPROVED
    Since 2014-08-22

Branch Locations

6905 N. Wickham Road Suite 200, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Melbourne FL 08/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-08-26
    Morgan Stanley
    Melbourne, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melbourne, FL
  • 2001-09-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Melbourne, FL
    Melbourne, FL
Other Businesses

1. CO-OWNER OF SBS PRECISION SHEETMETAL, A FAMILY BUSINESS. 2. CONDO,FLORIDA-OWNER RENTAL PROPERTY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-23
  • S63 Uniform Securities Agent State Law Examination
    1984-10-23
Other Names
  • Susan M Knollinger
  • Susan Mable Shenberger
  • Susan Mable Carretta
  • Susan Mabel Shenberger
  • Susan Mable Knollinger
  • Susan M Morse
  • Susan Mable Morse
  • Susan Mable Knollinger
  • Susan Mable Morse

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · MELBOURNE, FL
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CETERA INVESTMENT ADVISERS LLC · Viera, FL
LPL FINANCIAL LLC · MELBOURNE, FL
EDWARD JONES · VIERA, FL

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