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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-09 |
| NY | RA | APPROVED | 2024-01-08 |
Branch Locations
82 7Th St, Garden City, NY 11530 • United States
925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management | San Francisco | CA | 01/2012 | 07/2023 |
| J.P. Morgan Private Wealth Advisers Llc | Garden City | NY | 01/2012 | Present |
| J.P. Morgan Securities Llc | Garden City | NY | 12/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Garden City | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-20 |
| S65 | Uniform Investment Adviser Law Examination | 2016-03-15 |
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