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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
MI RA APPROVED 2015-06-09
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • MI RA
    APPROVED
    Since 2015-06-09

Branch Locations

307 S. Front Street #107, Marquette, MI 49855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2015 Present
Previous Registrations
Other Businesses

1. NORTHSTAR INVESTMENT MANAGEMENT; FIXED INSURANCE SALES; INVESTMENT RELATED; PERFORMED AT BRANCH. 2. LABAR MANOR LLC; PRESIDENT; NOT INVESTMENT RELATED; NOT PERFORMED AT BRANCH. 3. CO-OWNER OF NORTHSTAR INDEPENDENT INVESTMENT DBA NORTHSTAR INVESTMENT MANAGEMENT; OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-20
S63 Uniform Securities Agent State Law Examination 1983-06-03
  • S65 Uniform Investment Adviser Law Examination
    1992-04-20
  • S63 Uniform Securities Agent State Law Examination
    1983-06-03

View on SEC IAPD

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