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Louise Campbell Schatke

Kovack Advisors, Inc.

Marietta, GA

Ft. Lauderdale, FL

CRD 1127558

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-11-25
CO RA APPROVED 2014-10-31
GA RA APPROVED 2014-10-31
  • FL RA
    APPROVED
    Since 2014-11-25
  • CO RA
    APPROVED
    Since 2014-10-31
  • GA RA
    APPROVED
    Since 2014-10-31

Branch Locations

430 Winding Creek Place, Marietta, GA 30068 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Marietta GA 10/2014 Present
Kovack Advisors, Inc Ft Lauderdale FL 10/2014 Present
  • 10/2014 → Present
    Kovack Securities Inc.
    Marietta, GA
  • 10/2014 → Present
    Ft Lauderdale, FL
Previous Registrations
  • 2010-01-11 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Marietta, GA
  • 2006-12-19 → 2009-12-31
    Marietta, GA
Other Businesses

1) LCS FINANCIAL GROUP, OWNER, FINANCIAL CONSULTING, INVESTMENT RELATED, STARTED IN JAN 2010, 40 HOURS A WEEK ALL DURING TRADING HOURS. 2) FIXED INSURANCE SALES - 430 WINDING CREEK PLACE, MARIETTA, GA 30068; FIXED INSURANCE; NON INVESTMENT RELATED; INSURANCE AGENT; SELLING LIFE, HEALTH, AND FIXED INSURANCE PRODUCTS; 1% OF TIME SPENT 3) NOTARY- 430 WINDING CREEK PLACE, MARIETTA, GA 30068; INVESTMENT RELATED; NOTARIZING SIGNATURES; NOTARY; 1% OF TIME SPENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12
Other Names
  • Ellen Louise Campbell

View on SEC IAPD

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