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Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-11-25 |
| CO | RA | APPROVED | 2014-10-31 |
| GA | RA | APPROVED | 2014-10-31 |
Branch Locations
430 Winding Creek Place, Marietta, GA 30068 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc. | Marietta | GA | 10/2014 | Present |
| Kovack Advisors, Inc | Ft Lauderdale | FL | 10/2014 | Present |
1) LCS FINANCIAL GROUP, OWNER, FINANCIAL CONSULTING, INVESTMENT RELATED, STARTED IN JAN 2010, 40 HOURS A WEEK ALL DURING TRADING HOURS. 2) FIXED INSURANCE SALES - 430 WINDING CREEK PLACE, MARIETTA, GA 30068; FIXED INSURANCE; NON INVESTMENT RELATED; INSURANCE AGENT; SELLING LIFE, HEALTH, AND FIXED INSURANCE PRODUCTS; 1% OF TIME SPENT 3) NOTARY- 430 WINDING CREEK PLACE, MARIETTA, GA 30068; INVESTMENT RELATED; NOTARIZING SIGNATURES; NOTARY; 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-12 |
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