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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| LA | RA | APPROVED | 2021-03-24 |
Branch Locations
1261 West Causeway Approach, Mandeville, LA 70471 • United States
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Mandeville | LA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mandeville | LA | 11/2016 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Mandeville | LA | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2021 | Present |
ST. TAMMANY CORP; NOT INV. RELATED; MANDEVILLE, LA; COMMISSIONER; START DATE 1/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; LEADING PROACTIVE ROLE IN DECISION MAKING, SETTING STRONG CLEAR STRATEGIC DIRECTION AND PRIORITIES AND ENSURING IMAGE AND RELATIONSHIP WITH KEY STAKEHOLDERS ARE POSITIVE. ST. TAMMANY CORP; INV. RELATED; MANDEVILLE, LA; FINANCE COMMITTEE MEMBER; START DATE 2/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES; HELPING WITH SETTING AND REVIEWING ANNUAL BUDGET AND REVIEWING QUARTERLY FINANCIAL STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-10 |
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