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Barry Wayne Simon

Wedbush Securities Inc.

Pasadena, CA

Santa Monica, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-10-04
  • CA RA
    APPROVED
    Since 2013-10-04

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student (Acting School) Los Angeles CA 07/1989 Present
Wedbush Securities Glendale CA 06/2001 Present
  • 07/1989 → Present
    Student (Acting School)
    Los Angeles, CA
  • 06/2001 → Present
    Wedbush Securities
    Glendale, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-31
  • S63 Uniform Securities Agent State Law Examination
    1983-05-31

View on SEC IAPD

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