Thomas Mccrae Lane

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Stifel Nicolaus & Co Inc
  Frederick, MD

Previous Registrations

• 2009-06-01 → 2012-03-21
  Morgan Stanley
  Frederick, MD
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Frederick, MD
  New York, NY
  Frederick, MD
• 2004-06-09 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Frederick, MD
• 2000-05-18 → 2004-04-22
  Charles Schwab & Co., Inc.
  Gaithersburg, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-02
• S63 Uniform Securities Agent State Law Examination
  1983-05-19

Other Names

• Thomas Maccrae Lane