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Thomas Mccrae Lane

Stifel, Nicolaus & Company, Incorporated

Frederick, MD

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-03-08
  • MD RA
    APPROVED
    Since 2012-03-08

Branch Locations

Creekside Plaza 50 Citizen'S Way Suite 200, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Frederick MD 02/2012 Present
  • 02/2012 → Present
    Stifel Nicolaus & Co Inc
    Frederick, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-02
S63 Uniform Securities Agent State Law Examination 1983-05-19
  • S65 Uniform Investment Adviser Law Examination
    2000-02-02
  • S63 Uniform Securities Agent State Law Examination
    1983-05-19
Other Names
  • Thomas Maccrae Lane

View on SEC IAPD

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LPL FINANCIAL LLC · FREDERICK, MD
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TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD
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