Paul Vincent Orazio

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 10/2017
  National Planning Corporation
  Suffern, NY
• 09/1991 → Present
  Orazio Financial
  Suffern, NY
• 10/2017 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2004-05-06 → 2017-11-03
  National Planning Corporation
  New York, NY
  New York, NY
  Rye Brook, NY
  New York, NY
  New York, NY
  Rye Brook, NY
  New York, NY
  Suffern, NY
  New York, NY
  White Plains, NY
• 1993-02-12 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  Suffern, NY

Other Businesses

1. Fixed insurance sales; As of 10/05/2017; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. President and Co-Owner, JPL of Rockland/Westchester Inc, DBA Orazio Financial Services, a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/1991; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-06-24

Designations

• Certified Financial Planner