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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-25 |
| OH | RA | APPROVED | 2007-11-12 |
Branch Locations
4449 Easton Way Suite 120, Columbus, OH 43219 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Columbus | OH | 08/2005 | Present |
1. Center for Healthy Families; 500 South Front Street, Columbus, OH 43215; Working with pregnant and parenting teens in minority neighborhoods; Board Member; General Board of Trustees responsibilities; 09/01/2023; 8 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-01 |
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