Best Investors Account Sign in
Inactive

William Henry Collier

Live Oak Private Wealth, LLC

Rocky Mount, NC

Wilmington, NC

CRD 1123362

Claim This Profile
Employer firm

Live Oak Private Wealth, LLC CRD 297904

$1.32B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Live Oak Private Wealth, Llc

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-19
  • NC RA
    APPROVED
    Since 2020-05-19

Branch Locations

210 Bryant Street Suite A, Rocky Mount, NC 27804 • United States

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jolley Asset Management, Llc Rocky Mount NC 01/2016 04/2020
Live Oak Private Wealth, Llc Wilmington NC 05/2020 Present
Previous Registrations
  • 2016-01-30 → 2020-04-30
    Jolley Asset Management, Llc
    Rocky Mount, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-25
S63 Uniform Securities Agent State Law Examination 1983-05-11
  • S65 Uniform Investment Adviser Law Examination
    2014-06-25
  • S63 Uniform Securities Agent State Law Examination
    1983-05-11
Other Names
  • Bill Collier
  • William Henry Iv Collier

View on SEC IAPD

Nearby Firms

EDWARD JONES
PROSPERITY CAPITAL ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

Christy T. Warrick
Anthony Joseph Engrassia
ANTHONY GERARD ENGRASSIA

Nearby Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC

More in Rocky Mount, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor