Best Investors Account Sign in
Inactive

William Henry Collier

Live Oak Private Wealth, LLC

Rocky Mount, NC

Wilmington, NC

Claim This Profile
Current Employers
Live Oak Private Wealth, Llc

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-19
  • NC RA
    APPROVED
    Since 2020-05-19

Branch Locations

210 Bryant Street Suite A, Rocky Mount, NC 27804 • United States

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jolley Asset Management, Llc Rocky Mount NC 01/2016 04/2020
Live Oak Private Wealth, Llc Wilmington NC 05/2020 Present
Previous Registrations
  • 2016-01-30 → 2020-04-30
    Jolley Asset Management, Llc
    Rocky Mount, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-25
S63 Uniform Securities Agent State Law Examination 1983-05-11
  • S65 Uniform Investment Adviser Law Examination
    2014-06-25
  • S63 Uniform Securities Agent State Law Examination
    1983-05-11
Other Names
  • Bill Collier
  • William Henry Iv Collier

View on SEC IAPD

Other Firms

EDWARD JONES
PROSPERITY CAPITAL ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EMERALD ASSET MANAGEMENT, INC.
WHITENER CAPITAL MANAGEMENT, INC
EQUITABLE ADVISORS, LLC
RBC CAPITAL MARKETS, LLC

Other Investors

Christy T. Warrick
Anthony Joseph Engrassia
ANTHONY GERARD ENGRASSIA
Zachary T Leonard
Adam Bunn
Cathy Goff Porter
Roscoe Flemmings Speight
JONATHAN DONALD COLSTON

Other Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC
EDWARD JONES · ROCKY MOUNT, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Rocky Mount, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Rocky Mount, NC
EMERALD ASSET MANAGEMENT, INC. · ROCKY MOUNT, NC
WHITENER CAPITAL MANAGEMENT, INC · ROCKY MOUNT, NC

More in Rocky Mount, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor