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Matthew James Shibata

Morling Financial Advisors, LLC

Fremont, CA

CRD 5191517

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Employer firm

Morling Financial Advisors, LLC CRD 111819

$1.05B regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morling Financial Advisors, Llc

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-22
  • CA RA
    APPROVED
    Since 2009-06-22

Branch Locations

39355 California Street Suite 201A, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morling Financial Advisors Llc Fremont CA 06/2009 Present
Previous Registrations
  • 2006-11-10 → 2007-07-06
    Banc Of America Investment Services, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-08
  • S66 Uniform Combined State Law Examination
    2006-11-08
Designations
  • Chartered Financial Analyst
Other Names
  • Matt J Shibata
  • Matthew J Shibata
  • Matt James Shibata

View on SEC IAPD

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