Inactive

Matthew James Shibata

Morling Financial Advisors, LLC

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Current Employers

Morling Financial Advisors, Llc

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-22

CA RA
APPROVED

Since 2009-06-22

Branch Locations

39355 California Street Suite 201A, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morling Financial Advisors Llc	Fremont	CA	06/2009	Present

06/2009 → Present

Morling Financial Advisors Llc

Fremont, CA

Previous Registrations

2006-11-10 → 2007-07-06

Banc Of America Investment Services, Inc.

Walnut Creek, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-08

S66 Uniform Combined State Law Examination

2006-11-08

Designations

Other Names

Matt J Shibata
Matthew J Shibata
Matt James Shibata

View on SEC IAPD

Other Firms

PARAH CAPITAL MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

BRAVE14 CAPITAL LLC

Other Investors

HOWARD SHAUHAU CHEN

MARIA THERESA LAGUNA

Carlos O Gallardo

Other Offices

AJAY AGRAWAL · FREMONT, CA

PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA

WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA

J.P. MORGAN SECURITIES LLC · Fremont, CA

CETERA INVESTMENT ADVISERS LLC · FREMONT, CA

WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA

CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

More in Fremont, CA

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