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James Vernon Hart

Raymond James & Associates, Inc.

Carmel, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-06-17
  • IN RA
    APPROVED
    Since 2011-06-17

Branch Locations

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Carmel IN 06/2011 Present
  • 06/2011 → Present
    Raymond James & Associates
    Carmel, IN
Previous Registrations
  • 2006-02-15 → 2011-06-16
    City Securities Corporation
    Indianapolis, IN
    Kokomo, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-01
S63 Uniform Securities Agent State Law Examination 1983-05-03
  • S65 Uniform Investment Adviser Law Examination
    2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    1983-05-03
Other Names
  • Vern Hart
  • James Vern

View on SEC IAPD

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CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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