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Richard Anthony Flora

Key Client Fiduciary Advisors, LLC

Fairfield, NJ

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Current Employers
Key Client Fiduciary Advisors, Llc

363 Route 46 West Suite 300, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-07
TX RA APPROVED 2018-10-31
  • NJ RA
    APPROVED
    Since 2018-11-07
  • TX RA
    APPROVED
    Since 2018-10-31

Branch Locations

363 Route 46 West Suite 300, Fairfield, NJ 07004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Fairfield NJ 05/2009 10/2018
Key Client Fiduciary Advisors, Llc Fairfield NJ 10/2018 Present
Realta Equities, Inc. Wilmington DE 10/2018 02/2024
Previous Registrations
Other Businesses

1. KEY CLIENT FINANCIAL ADVISORS LLC; INVESTMENT RELATED; FAIRFIELD, NJ 07004; SUBLEASE SPACE; CO-OWNER; START DATE: 8/04; LESS THAN 1 HR PER MTH DURING MARKET.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-12
  • S63 Uniform Securities Agent State Law Examination
    1985-04-12

View on SEC IAPD

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