Richard Anthony Flora

Employer firm

Key Client Fiduciary Advisors, LLC CRD 298240

$896M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 10/2018
  Wells Fargo Advisors Financial Network Llc
  Fairfield, NJ
• 10/2018 → Present
  Key Client Fiduciary Advisors, Llc
  Fairfield, NJ
• 10/2018 → 02/2024
  Realta Equities, Inc.
  Wilmington, DE

Previous Registrations

• 2004-07-30 → 2018-10-15
  Wells Fargo Advisors Financial Network, Llc
  Fairfield, NJ
  Fairfield, NJ
• 2002-10-21 → 2004-08-11
  Citigroup Global Markets Inc.
  Little Falls, NJ

Other Businesses

1. KEY CLIENT FINANCIAL ADVISORS LLC; INVESTMENT RELATED; FAIRFIELD, NJ 07004; SUBLEASE SPACE; CO-OWNER; START DATE: 8/04; LESS THAN 1 HR PER MTH DURING MARKET.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-04-12