Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
UT RA APPROVED 1999-05-25
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • UT RA
    APPROVED
    Since 1999-05-25

Branch Locations

1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States

Bountiful, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Salt Lake City UT 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-05
S63 Uniform Securities Agent State Law Examination 1983-04-04
  • S65 Uniform Investment Adviser Law Examination
    1993-11-05
  • S63 Uniform Securities Agent State Law Examination
    1983-04-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor