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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-02-27 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Parker, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Frisco | TX | 03/2008 | Present |
| City National Bank | Frisco | TX | 07/2018 | Present |
"R" LIPIZZAN RANCH 3810 DUBLIN RD PARKER, TX. 75002 HORSE BREEDING START DATE 1/87 TO OPEN-PRIVATELY HELD-OWNER-ACTIVE 100%-PURCHASING, BREEDING, TRAINING AND SALES--0 HOURS SPENT DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-20 |
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