Thomas Richard Holt

Employer firm

Legacy Advisors, LLC CRD 139830

$5.17B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Legacy Advisors, Llc
  Plymouth Meeting, PA
• 06/2006 → Present
  M Holdings Securities, Inc.
  Portland, OR

Other Businesses

1) LEGACY ADVISORS, LLC; 401 Plymouth Road, Suite 150, Plymouth Meeting PA 19462; Member Firm Affiliation; Investment Related; Chief Investment Strategies; Responsible for investment research and portfolio management; 12/2006; 125 hours per month; 100 hours per month during trading hours. 2) M. Holdings Securities, Inc., Portland, OR; Investment-Related; Position: Registered Representative, Start: 6/2006; 40 hrs per week during trading hours; Securities Sales. 3) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 4) Legacy Advisors; 5 Apollo Road Plymouth Meeting, PA 19462; Member Firm Affiliation; Investment Related; Chief Investment Strategist; Investment analysis; 12/12/2005; 160 hours per month; 160 hours per month during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-03-02
• S65 Uniform Investment Adviser Law Examination
  1998-08-28

Designations

• Chartered Financial Analyst

Other Names

• Thomas Richard Holt