Joseph Thomas Smith

Current Employers

Employment History

• 01/2009 → 05/2020
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 05/2020 → Present
  Lpl Financial Llc
  Madison, NJ

Previous Registrations

• 2007-11-20 → 2020-05-11
  Osaic Services, Inc.
  Scotch Plains, NJ
  Metuchen, NJ
  Madison, NJ
  Metuchen, NJ
• 2004-01-28 → 2007-11-27
  A. G. Edwards & Sons, Inc.
  Short Hills, NJ
  Short Hills, NJ
• 2002-08-07 → 2004-01-13
  Morgan Stanley Dw Inc.
  Fairfield, NJ

Other Businesses

1. 5/7/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/26/2020 - 2 Hours Per Month During Securities Trading - Time Spent 5% - Selling term, Cash value, Long Term Care. 2. 6/22/2020 - RUSSO & ASSOCIATES - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 11/13/2013 - 24 Hours Per Month/1 Hour During Securities Trading - Paid employee. Audit municipal payroll records. No reports are issued by me.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-02
• S63 Uniform Securities Agent State Law Examination
  1984-02-29

Designations

Other Names

• Joe Smith
• Smitty Smith
• Joseph Thomas Smith