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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-11 |
| LA | RA | APPROVED | 2023-08-04 |
Branch Locations
13380 Coursey Boulevard, Baton Rouge, LA 70816 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2006 | 03/2021 |
| Northwestern Mutual Investment Services, Llc | Baton Rouge | LA | 09/2006 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2021 |
| Penn Mutual Life Insurance Co | Horsham | PA | 03/2021 | 08/2023 |
| Hornor Townsend & Kent Llc | Horsham | PA | 04/2021 | 08/2023 |
| Hancock Whitney Bank | Baton Rouge | LA | 08/2023 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Baton Rouge | LA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-12 |
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