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1800 Century Park East Suite 220, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-02 |
| NJ | RA | APPROVED | 2025-02-02 |
| NY | RA | APPROVED | 2022-01-18 |
Branch Locations
535 Fifth Ave 22Nd Floor, New York, NY 10017 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Guttenberg | NJ | 06/1998 | 10/2016 |
| Scf Securities, Inc. | Fresno | CA | 10/2016 | Present |
| Scf Investment Advisors, Inc. | Fresno | CA | 10/2016 | Present |
FIXED INSURANCE POSITION: Independent Broker NATURE: placing occasional fixed life and health insurance products with clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 01/03/1991 ADDRESS: 69 71st Street, Guttenberg NJ 07093, United States DESCRIPTION: answering questions and obtaining quotes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-27 |
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